US Department of Health and Human Services

Health and Social Services Recovery Training

Accessibility and External Links Notice

Section 508 and Accessibility Notice

This course was developed with Section 508 and overall accessibility requirements in mind. To report any accessibility-related issues, please go to https://www.hhs.gov/accessibility.html for assistance.

Section 508 of the Rehabilitation Act (29U.S.C. 794d), as amended by the Workforce Investment Act of 1998 (P.L. 105-220), August 7, 1998.

External Links Disclaimer

This course provides external links and resources that are meant to add additional content and context to the course material. The U.S. Department of Health and Human Services (HHS) cannot attest to the accuracy of a non-federal site. Linking to a non-federal site does not constitute an endorsement by HHS or any of its employees of the sponsors or information and products presented on the site. You will be subject to the destination site's privacy policy and accessibility standards when you follow the link.

The use of trade names and commercial sources is for identification only and does not imply endorsement by ASPR or HHS.

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Welcome!

A group of people

Welcome to the Health and Social Services Recovery Training! Recovery is the primary objective of disaster-affected communities once life-saving and sustaining efforts are complete. However, it is a complex, multi-disciplinary, effort that must address both post-disaster issues and pre-disaster community challenges - which disaster often exacerbates. The purpose of this course is to provide an in-depth orientation to the Health and Social Services Recovery Support Function (HSS RSF) - one of the six recovery capabilities identified in the National Disaster Recovery Framework.

The course will describe:

  • The HSS RSF's mission and core activities
  • The federal role in HSS recovery operations
  • How local, state, tribal, territorial, federal resources coordinate and collaborate in recovery efforts
  • The process for executing a unified recovery effort

Training Outline

This training is broken into four sections:

  1. The HSS Recovery Support Function (Approx. 50 min)
  2. HSS Recovery Coordination (Approx. 42 min)
  3. HSS Recovery Operations (Approx. 46 min)
  4. HSS Recovery in Practice (Approx. 30 min)

Each section is followed by a short knowledge check and there is a final test at the end of the course.

Course Overview

Upon completion of this course, you will be able to:

  • Identify each of the nine mission areas and their core functions
  • Identify which public sector agencies support the nine core mission areas in a given scenario
  • Identify the practices and capabilities associated with implementation of HSS recovery functions
  • Outline the process and legal requirements for requesting federal HSS recovery assistance
  • Describe the key features of a post-disaster impact assessment
  • Determine the priority needs of a community following a disaster
  • Outline strategies for coordinating recovery actions across local, state, and federal partners
  • Identify best practices for coordination and implementation of the HSS RSF
  • Identify the ways in which the HSS RSF interacts with and supports the other five RSFs
List of sections - Section 1: The HSS Recovery Support Function, Section 2: HSS Recovery Coordination, Section 3: HSS Recovery Operations, Section 4: HSS Recovery in Practice
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This course should take approximately 3 hours to complete.
The HSS Recovery Support Function

 

 

Section Overview

By the end of this section, you should be able to describe the HSS RSF, its top priorities, and the nine Core Mission Areas as they relate to health and social services recovery from emergencies and disasters.

List of sections - Section 1: The HSS Recovery Support Function (arrow), Section 2: HSS Recovery Coordination, Section 3: HSS Recovery Operations, Section 4: HSS Recovery in Practice
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This course should take approximately 50 minutes to complete.

The National Disaster Recovery Framework

The National Disaster Recovery Framework (NDRF) is the core guide for federal support of state, tribal, and local disaster recovery efforts.

The structures, roles, and responsibilities described in the NDRF can be partially or fully implemented in the context of a threat or hazard, in anticipation of a significant event, or following an incident.

Effective implementation of the NDRF involves close collaboration between federal, state, and local agencies - as well as private stakeholders. Such collaboration is the cornerstone of successful recovery efforts in disaster affected communities.

What's different about the National Disaster Recovery Framework?

  • Emphasizes a sector-based vs. agency-specific approach to supporting recovery
  • Asserts that recovery "phase" starts with an incident response
  • Emphasizes local primacy and direction of how a recovery should proceed

Recovery Support Functions - Purpose

Recovery Support Functions (RSFs) are the primary organizational element of the NDRF's sector-based approach. A coordinated approach helps communities take intentional and organized action to achieve their recovery priorities. RSFs are a powerful tool for organizing and coordinating recovery stakeholders at all levels of government.

Recovery Speed and Effectiveness

(Orange Curve) Some communities struggle with recovery, experiencing long periods of slow growth and diminished opportunity.

(Red Curve) Others progressively self-organize to restore and rebuild to where they would have been had there not been a disaster.

(Blue Curve) The RSF model decreases disaster impact and enhances recovery by coordinating pre-planning and recovery support.

Strong organization is often the biggest determinate for an effective recovery effort

Line graph showing disaster impact on y-axis and time on x-axis; there are three different colors – orange line showing a sharp fall and consistently low value in growth after an incident, red line showing a sharp fall after an incident but steadily rising in growth, and blue line showing moderate fall after an incident and steady growth

Recovery Support Functions - Organization

The NDRF organizes federal departments and agencies into six Recovery Support Functions (RSFs). Each RSF is led by a designated federal department or agency known as the Coordinating Agency. The full list of the RSFs and their Coordinating Agencies can be seen below.

Six text bubbles stemming from “Recovery Support Functions” –Community Planning and Capacity Building (Federal Emergency Management Agency (FEMA)), Economic (Department of Commerce (DOC)), Infrastructure Systems (United States Army Corps of Engineers (USACE)), Housing (Department of Housing and Urban Development (HUD)), Natural and Cultural Resources (Department of the Interior (DOI)), and Health and Social Services (Department of Health and Human Services (DHHS))

The Health and Social Services RSF Mission

Family with child icon, bank icon

Assist locally-led recovery efforts in the restoration of the public health, healthcare, and social services networks to promote the resilience, health, and wellbeing of affected individuals and communities.

Restore the capacity, or assist in the continuity of, and reconnect impacted communities and displaced populations to essential health and social services (including schools).

Federal HSS RSF Mission Priorities

In executing its mission, the federal HSS RSF's top three priorities of work are:

  • To help state departments of health, social services, and education better understand and describe the extent and nature of HSS recovery issues
  • To identify short-term courses of action for meeting immediate recovery needs
  • To support affected states and communities in the development and implementation of recovery plans and capabilities necessary for long-term recovery.
People around a table in a meeting

HSS RSF Mission Areas

The HSS RSF's operations are organized around nine Core Mission Areas:

Team icon - Public Health, medical icon - Health Care Services, city icon - Environmental Health, brain icon - Behavioral Health, apple and medicine icon - Food Safety and Regulated Medical Products, family icon - Social Services, employee badge icon - Referral to Social Services/Disaster Case Management, users icon - Long-Term Recovery Impacts to First Responders, baby and school icon - Children in Disasters (Schools, Children, and Youth)

Public Health

  • Develop and implement strategies to assess and monitor public health, conduct disease surveillance, and prevent injury in the disaster-affected community
  • Assist in development and implementation of risk communications and public health messaging
  • Provide technical assistance for the delivery of site-specific hazard awareness related to recovery

Some of the Federal Agencies and Partners that support this Mission Area include:

  • Federal Emergency Management Agency
  • Environmental Protection Agency
  • Department of the Interior
  • Department of Labor
  • American Red Cross
  • United States Department of Agriculture
  • Veterans Administration
Three federal employees in neighborhood, one holding a clipboard

Healthcare Services

Assessment of disaster-related structural, functional, and operational impacts to health care facilities such as:

  • Hospitals
  • Clinics
  • Nursing homes
  • Assisted living centers
  • Blood banks
  • Dialysis centers
  • Substance abuse treatment facilities
  • Poison control centers
  • Medical and dental offices

Some of the Federal Agencies and Partners that support this Mission Area include:

  • Federal Emergency Management Agency
  • DHS Civil Rights and Civil Liberties
  • Department of the Interior
  • US Department of Agriculture
  • Department of the Treasury
  • DHS National Protection & Programs Directorate
  • American Red Cross
  • Department of Transportation
  • Small Business Association
  • Veterans Administration
Hospital room with beds and staff

Environmental Health

  • Observe the environment of affected communities to determine if post-disaster conditions can cause adverse public health effects
  • Provision of technical assistance (e.g., scientific data and models) and environmental health trainings
  • Identify and mitigate public health threats to sheltering, potable water, and wastewater that can cause or exacerbate negative environmental health outcomes

Some of the Federal Agencies and Partners that support this Mission Area include:

  • Federal Emergency Management Agency
  • DHS Civil Rights and Civil Liberties
  • Environmental Protection Agency
  • Department of the Interior
  • Department of Labor
  • American Red Cross
  • United States Department of Agriculture
Three workers in work vests, hard hats, and masks

Behavioral Health

  • Assess structural, functional, and operational impacts to behavioral health facilities and programs
  • Transition Crisis Counseling Assistance & Training activities
  • Provide guidance on stress management and mitigation
  • Engage with community behavioral health partners to assess needs, provide technical assistance, identify best practices, and connect practitioners with resources
  • Engage stakeholders in developing strategies for behavioral health assessment, surveillance, and long-term treatment

Some of the Federal Agencies and Partners that support this Mission Area include:

  • Federal Emergency Management Agency
  • DHS Civil Rights and Civil Liberties
  • Department of the Interior
  • American Red Cross
  • National Volunteer Organizations Active in Disaster
  • Veterans Administration
A small group of people listening to a facilitator

Food Safety and Regulated Medical Products

  • Provide technical assistance to FDA-regulated biologic, device, drug, animal feed, and human food establishments to protect public health
  • Assess impacted community food supply networks to ensure food safety
  • Determine if local public health organizations validating local food safety functions are encountering capacity limitations
  • Assessing impacts of supply chain disruptions on recovery 

Some of the Federal Agencies and Partners that support this Mission Area include:

  • Federal Emergency Management Agency
  • Department of the Interior
  • Department of Treasury
  • United States Department of Agriculture
  • Department of Transportation
A warehouse with packaged food products

Social Services

  • Assess structural, functional, and operational disaster impacts to social services facilities and programs
  • Assess impacts to at-risk individuals
  • Identify disaster-related social services needs that cannot be met with community resources
  • Provide technical assistance in assessing health care services needs and the applicability of federal program flexibilities and waivers for meeting those needs

Some of the Federal Agencies and Partners that support this Mission Area include:

  • Federal Emergency Management Agency
  • Department of the Interior
  • Department of Justice
  • Small Business Association
  • Department of the Treasury
  • Corporation for National and Community Service
  • DHS Civil Rights and Civil Liberties
  • National Volunteer Organizations Active in Disaster
  • United States Department of Agriculture
  • Veterans Administration
Federal employees seated on table providing technical services to community
Social Services / Disaster Case Management
  • Implement a coordinated system for referring individuals and families with unmet disaster needs to appropriate social services
  • Leverage federal social services programs to mitigate social disruption while transitioning individuals and families back to self sufficiency
  • Facilitate delivery of federal-supported Disaster Case Management (DCM)

Some of the Federal Agencies and Partners that support this Mission Area include:

  • Federal Emergency Management Agency
  • DHS Civil Rights and Civil Liberties
  • Department of Justice
  • Department of Labor
  • American Red Cross
  • National Volunteer Organizations Active in Disaster
  • United States Department of Agriculture
  • Veterans Administration
Federal employees seated on table providing technical services to community
Long-term Recovery Impacts to First Responders
  • Determine which groups of responders should be included in a health care or disease registry program to monitor long-term physical and behavioral health
  • Establish and implement long-term tracking of responder health
  • Determine the appropriate duration and content of long-term health tracking
  • Common recovery issues tend to center around environmental health and behavioral health risks 

Some of the Federal Agencies and Partners that support this Mission Area include:

  • Department of Justice
  • Department of the Interior
  • American Red Cross
  • Department of Labor
A group of first responders walking on the street

Schools, Children, and Youth in Disaster

  • Support the restoration of the educational environment for students and staff in impacted communities
  • Coordinate health and social services delivery, through liaisons, to impacted schools
  • Support state, territorial, tribal, and local government efforts to coordinate the enrollment of displaced or homeless students, and the delivery of educational, health, and social services to them

Some of the Federal Agencies and Partners that support this Mission Area include:

  • Federal Emergency Management Agency
  • Environmental Protection Agency
  • Department of the Interior
  • Department of Energy
  • American Red Cross
  • National Volunteer Organizations Active in Disaster
  • Small Business Association
  • United States Department of Agriculture
Community leaders and residents cutting a ribbon at a facility opening

Case Study #1 - Nationwide Drought (2012)

Mission and Organization:

  • HSS RSF activated in response to an increase in behavioral health needs in farming communities
  • Primary & Supporting Agencies: FEMA, DOI, VA

Formed the Drought Behavioral Task Force:

  • Supported the identification of 86 relevant farming community behavioral health resources
  • Developed a plan for suicide and depression data collection to help communities better prepare for future droughts and reduce the impact of drought events on livelihoods, behavioral health, and the economy

Applicable Mission Areas:

  • Behavioral Health Impacts
  • Referral to Social Services / Disaster Case Management
U.S. drought monitor map displaying various levels of drought throughout United States

Case Study #2 - Flint Water Crisis (2016-Present)

Mission and Organization:

  • HSS RSF facilitated access to safe water, ensure a safe water supply, and address short and long-term health needs for impacted communities
  • Primary & Supporting Agencies: FEMA, EPA, USDA

Federal support includes:

  • Provision of technical expertise and personnel
  • Increasing access to nutritious foods that combat lead absorption
  • Increasing access to healthcare
  • Increasing access to early childhood education
  • Provision of technical assistance for the development of consistent public messaging

Applicable Mission Areas:

  • Public Health/Social Services Impacts
  • Environmental Health Impacts
  • Children and Youth in Disasters 
Legionnaire's disease cases spike bar graph - state officials reported a rise in cases of Legionnaire's disease over a year-and-a-half period that matches the time Flint was drawing its drinking water from the Flint River; bar graph showing the number of Legionnaire's cases on the y-axis and years on the x-axis

Case Study #3 - Hurricane Harvey (2017)

Mission and Organization:

  • Human Services sector suffered significant impact from flooding, electrical system damage, medical equipment damage, power outages, etc.
  • Disproportionate effect on children, families, and seniors due to social disruption of schools, homes, childcare facilities, senior housing, etc.
  • Primary & Supporting Agencies: FEMA, USACE, SBA, USDA, VA, HHS, EPA, NVOAD

RSF Coordinated Federal support included:

  • Facilitated the communication of regulatory relief grant opportunities and ensured HSS providers were connected with available assistance.
  • Peer-to-Peer Leadership planning workshops for school leaders
  • Capacity building psychological first aid training
  • Targeted behavioral health training for first responders
  • Development of healthcare facility recovery guides based on Texas-based best practices

Applicable Mission Areas:

  • Health Care Services Impacts
  • L-T Recovery Impacts to First Responders
  • Social Services Impacts
  • Children in Disasters
Section Summary

The HSS RSF mission is:

  • To assist locally-led recovery efforts in the restoration of public health, healthcare, and social services networks
  • To restore capacity, and reconnect, impacted communities to health and social services

The top three HSS RSF mission priorities:

  • Help state agencies understand and describe extent of HSS recovery issues
  • Identify short-term courses of action for meeting immediate recovery needs
  • Support affected states in developing and implementing recovery plans

The 9 Core Mission Areas of the HSS RSF:

  • Public Health
  • Health Care Service Impacts
  • Environmental Health Impacts
  • Behavioral Health Impacts
  • Food Safety and Regulated Medical Products
  • Social Service Impacts
  • Referral to Social Services/Disaster Case Management
  • Long-Term Recovery Impacts to First Responders
  • Children in Disasters (Schools, Children & Youth)
List of sections - Section 1: The HSS Recovery Support Function (checkmark), Section 2: HSS Recovery Coordination (arrow), Section 3: HSS Recovery Operations, Section 4: HSS Recovery in Practice
HSS Recovery Coordination

 

Section Overview

By the end of the section, you should be able to:

  • Describe the premise and methods for collaboration in support of HSS Recovery.
  • Describe the organization of the HSS RSF and how it interacts with other RSFs, state and local government, and private sector stakeholders.
  • Identify, in general, who sets recovery priorities and what federal RSFs provide.
List of sections - Section 1: The HSS Recovery Support Function (checkmark), Section 2: HSS Recovery Coordination (arrow), Section 3: HSS Recovery Operations, Section 4: HSS Recovery in Practice
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This course should take approximately 42 minutes to complete.

Introduction

The federal government's role in HSS recovery reflects the complexity of implementing the HSS RSF's broad mission scope. The complexity arises from several factors:

Health is where you live, work, learn, worship, and play.; Most communities do not enjoy optimal health prior to a disaster.; The stress of dealing with the aftermath of a disaster can exacerbate or create health concerns.; Emergencies and disasters present opportunities to enhance healthcare systems through recovery that supports a more optimal state of health.
Optimizing post-disaster health outcomes involves addressing acute conditions but also finding synergies to help overcome chronic health problems.

These factors make recovery efforts complex by requiring the HSS RSF to orient its efforts around supporting the social determinates of health.

Social Determinants of Health and Recovery

Social Determinants of Health are the environmental conditions in which people live, learn, work, play, worship, and age, which affect a wide range of health, functioning, quality-of-life outcomes, and risks.

These determinates include: healthy food access, living/working conditions, employment, housing, health care access and quality, etc.

Addressing these conditions in disaster recovery guides communities toward reducing inequities while increasing baseline community health.

Example: A community recovering from a disaster decides to integrate social service, school, and public recreation program improvements into its recovery plans to improve public welfare and service access.

Social Determinates of Health - Economic Stability, Education, Social and Community Context, Health and Healthcare, and Neighborhood and Built Environment

Communication and Coordination is Critical

Affecting the social determinants of health in disaster recovery requires close inter-sectoral collaboration between public and private stakeholders at the local, tribal, state, regional, and national levels.

Such collaborative efforts involve thousands of near-simultaneous, inter-related decisions being made as part of an overarching process. As such, communication and coordination is imperative.

Recovery leaders need to communicate and coordinate as much as possible before, during, and after an event to:

  • Maximize efficiencies
  • Minimize delays, disruptions, and duplication of effort
Four people sitting in a table group, in discussion

Federal - State/Tribal/Territorial Coordination

Process chart displaying Federal Resources to State/Tribe/Territory Recovery Priorities, then splitting into three different Local jurisdiction text boxes

Coordination between federal and state/tribal/territorial government has special significance in disaster recovery. This is because Federal RSFs must work with and through the state government - at their request.

State, tribal, territorial, and local governments are responsible for:

  • Determining recovery goals and priorities
  • Managing recovery efforts in their jurisdictions
  • Coordinating allocation of federal support

Federal RSFs integrate closely with their state/tribal equivalents to assist them in:

  • Assessment
  • Goal development
  • Implementation planning
  • Execution tasks

Federal - State/Tribal/Territorial Coordination (Continued)

The speed, quality, and impact of federal assistance can be significantly diminished by delays and impediments to effective integration. States and tribal authorities can avert many of these challenges by pre-establishing state/tribal/territorial-equivalent RSFs that support state/tribal/territorial agency integration to interface with the federal RSFs.

 

Process chart showing the flow from Governor’s Office to Senior Policy Group and State Disaster Recovery Coordinator, to State RSF Primary Departments, to Supporting Departments, to Parish and Local Governments; Aligned next to the chart is another process chart showing the flow from FCO to Federal Disaster Recovery Coordinator to Federal RSF Coordinating Agencies to Primary and Supporting Agencies; The two process charts grouped together distribute to Private Sector Stakeholders, Academia, Community and National Foundations, Non-Governmental Organizations, and State and National Associations

Organization of the Federal HSS RSF

The NDRF defines which federal agencies are in each RSF, and their levels of responsibility. The Federal Interagency Operations Plan (FIOP) for Recovery defines how they work together.

Each RSF is composed of:

  • One Coordinating Agency
  • Primary Agencies
  • Supporting Agencies (technical assistance)

The organizations assigned to these roles may have multiple lead and support responsibilities and be part of multiple RSFs.

Each agency brings a unique skill, capability, authority, or resource to the recovery effort.

Federal HSS RSF organizational chart showing Recovery Support Function (Coordinating Agency), Mission Area (Primary Agency and Primary Agency), and Sub-Task Execution Support (Supporting Agencies, Supporting Agency, and Supporting Agency)

Coordinating Agencies

Coordinating Agencies are responsible for supervising the strategic planning and execution of their assigned RSF's role in federal disaster recovery efforts. The HSS RSF's Coordinating Agency is the Department of Health and Human Services (HHS).

Coordinating Agencies appoint a Field Coordinator (FC) for each incident to lead execution of the RSF's Core Mission Areas and coordinate efforts.

FCs from the different RSFs coordinate closely to ensure unified effort. This integration is guided by the Recovery FIOP. The Federal Disaster Recovery Coordinator (FDRC) is responsible for facilitating this collaboration.

Federal HSS RSF organizational chart showing Recovery Support Function (Coordinating Agency) (highlighted), Mission Area (Primary Agency and Primary Agency), and Sub-Task Execution Support (Supporting Agencies, Supporting Agency, and Supporting Agency)

Primary Agencies

Primary Agencies provide RSF Field Coordinators, technical assistance with impact analyses, and implementation support for RSF Core Missions - each of which has a designated primary agency.

The HSS RSF Primary Agencies are:

  • Corp. for National and Community Service (CNCS)
  • Dept. of Agriculture (USDA)
  • Dept. of Homeland Security (DHS - multiple agencies)
  • Dept. of Housing and Urban Development (HUD)
  • Dept. of the Interior (DOI)
  • Dept. of Justice (DOJ)
  • Dept. of Labor (DOL)
  • Environmental Protection Agency (EPA)
Federal HSS RSF organizational chart showing Recovery Support Function (Coordinating Agency), Mission Area (Primary Agency and Primary Agency) (highlighted), and Sub-Task Execution Support (Supporting Agencies, Supporting Agency, and Supporting Agency)

Supporting Agencies

Supporting Agencies provide technical assistance to the RSF Coordinating Agency and Primary Agencies to inform and support the development and implementation of RSF-specific missions.

The HSS RSF Supporting Agencies include:

  • American Red Cross (ARC)
  • Department of Commerce (DOC)
  • Department of Education (DOE)
  • Department of Transportation (DOT)
  • Department of the Treasury
  • Department of Veterans Affairs (VA)
  • Natl. Voluntary Orgs. Active in Disaster (NVOAD)
  • Small Business Administration (SBA)
Federal HSS RSF organizational chart showing Recovery Support Function (Coordinating Agency), Mission Area (Primary Agency and Primary Agency), and Sub-Task Execution Support (Supporting Agencies, Supporting Agency, and Supporting Agency) (highlighted)

RSF Agency Activation and Organization

There is a defined process for activating and deploying the federal HHS RSF. Remember: not all RSF members are activated for every disaster.

  • The Coordinating Agency (HHS) deploys a Field Coordinator to verify the situation and determine recovery needs
  • Primary and Supporting agencies are activated based on their ability to fulfill those needs
  • Activated agencies deploy resources, organize around their assigned mission areas, and link closely with state and local level peers.

Deployed Primary and Supporting Agency staff generally work out of the federal Joint Field Office.

A chart showing Joint Field Office in the middle, with six elements around - Economic, HSS (Example: State Recovery Sectors; Public Health & Health Care, Human Services, and Education), Housing, Inf. Systems (Example: Transportation & Infrastructure, and Public Safety & Flood Protection), NCR (Example: Environmental Management, and Coastal Restoration), CPCB

Combined Effort for Recovery

Once activated and organized, RSF members coordinate closely with relevant State, Tribal, or Territorial partners, as well as the private sector and affected communities.

This coordination expedites recovery by:

  • Establishing common objectives for integrated effort
  • Improving awareness of recovery issues and challenges (sharing information about known issues across agency relationship networks)
  • Reducing duplication of effort (information sharing of agency activities)
  • Helping authorities apply existing programs and resources toward addressing recovery needs
A chart showing coordination flow from State, Health and Social Services RSF (surrounded by Support Orgs, FEMA, Ed, EPA, CNCS, DHS, HUD, DOL, and Justice), and Community flow into Shared information, Coordinated activities, Shared strategy, Execution of steady-state programs for recovery, then separating into Key Activities, which include Information Sharing – Issues/Impact, Information Sharing – Agency Activities, Execution of Program Authorities for Recovery, and Establish Common Objectives; The Key Activities point to Support for Community-Driven Recovery

HSS RSF Interdependencies

The role of the HSS RSF is closely intertwined with those of the other RSFs. Each relies on the others to achieve their respective missions. Below are some examples of this interdependency in the context of HSS.
Community Planning and Capacity Building, Infrastructure, Economic, Housing, and Natural and Cultural Resources

Federal RSFs Support Locally-Led Recovery Efforts

Ultimately, the Federal RSFs focus on facilitating stakeholder collaboration and promoting intergovernmental and public-private partnerships.

RSF members additionally provide funding, expertise, and specialized resources for accomplishing local recovery priorities.

Disaster recovery is driven and executed by the communities affected by them. The Federal HSS RSF exists, specifically, to support these efforts as they pertain to to public health and social services.

Recovery is a marathon -- states, tribes, territories, and communities will be the inheritor of the outcomes of a the recovery effort.

Joint Field Office meeting
Section Summary

Following a disaster, state, tribal, territorial, and local governments are responsible for:

  • Determining recovery goals and priorities
  • Managing recovery efforts in their jurisdictions
  • Coordinating allocation of federal support

Federal RSFs only provide support to affected jurisdictions. They must coordinate assistance delivery through state and tribal authorities.

Communication and coordination between public and private stakeholders at local, tribal, state, regional, and national levels is critical.

RSFs are composed of Primary Agencies, Supporting Agencies, and a Coordinating Agency.

  • The Department of Health and Human Services is the Coordinating Agency for the HSS RSF
  • Once activated, RSF agencies deploy resources, organize around their assigned mission areas, and work closely with state-level peers to share information, establish common objectives, and coordinate recovery activities
  • HSS RSFs exist to align multi-agency resources with community-driven public health and social services recovery efforts
List of sections - Section 1: The HSS Recovery Support Function (checkmark), Section 2: HSS Recovery Coordination (checkmark), Section 3: HSS Recovery Operations (arrow), Section 4: HSS Recovery in Practice
HSS Recovery Operations

 

Section Overview

By the end of the section, you should be able to:

  • Describe the flow of activities that characterize recovery operations.
  • Describe the steps of the recovery operations process.
  • Identify methods for achieving an efficient transition of services.
  • Describe the phrases of federal HSS RSF operations and its primary support activities. 
List of sections – Section 1: The HSS Recovery Support Function (checkmark), Section 2: HSS Recovery Coordination (checkmark), Section 3: HSS Recovery Operations (arrow), Section 4: HSS Recovery in Practice
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This course should take approximately 46 minutes to complete.

HSS RSF Recovery Objectives

The three core objectives of the HSS RSF during disaster recovery are:

Medical icon; Support the restoration of basic healthcare, public health, and social services function
Assess community health and social service impacts, identify gaps, and triage communities of focus
Enhance and improve the resilience and capacity of health care systems and social services networks with an eye toward sustainability
These objectives are the fundamental guide for all HSS RSF operations.

The Flow of Recovery Operations

HSS RSF operations are characterized by a flow of activities that are similar to those of disaster response. However, their execution and duration are distinctly different. In terms of activity, recovery operations can be broken into three overlapping phases.

Graph showing effort and resources (y-axis) and initial action, recovery operations, and transition (x-axis) – At initial actions: Stakeholder Identification, Relationship Development, Impact Assessment, Immediate Assistance; Between initial actions and recover operations: Mobilization, Organization, Coordination; At recovery operations: Interim service provision, Recovery projects and programs, Restoration of local service providers; at transition: Transition of Coordination/Management, Drawdown, Demobilization

The Recovery Operations Process

At the core of these rising and falling tides of activity is a cyclical operations process that facilitates iterative problem-solving (i.e. the repeated use of a process to incrementally solve problems and improve outcomes). It generally reflects the process depicted here.

The following slides will describe each step in detail, provide additional insight on transition activities, and discuss the federal recovery operations process.

Step 1: Identify Gaps, Needs, and Challenges, Step 2: Identify Stakeholders and Build Coalitions, Step 3: Determine Course of Action and Ensure Adequate Support, Step 4: Implement Course of Action, Step 5: Evaluate Efforts, Step 6: Repeat

Step 1: Identifying Gaps, Needs, and Challenges

Personnel on-site conduct assessments of the physical damage and service disruptions caused by the disaster. Comparison of this data against the community's baseline reveals the disaster's impact.

Data Inputs

  • Physical Damage Data
  • Services Disruption Data
  • Community Baseline
  • Community Development Goals

Analytical Outputs

  • Disaster Impact
  • Resource Gaps and Recovery Needs
  • Challenges
Personnel assessing damage

Essential Elements of Information

Essential Elements of Information (EEIs) are the key pieces of qualitative and quantitative data necessary to develop situational awareness for decision-making. They must be specific and measurable. They should also help highlight recovery issues and barriers to recovery.

Organizations involved in recovery should develop EEIs to support their situational awareness and assessment efforts prior to a disaster occurring.

Community Baseline EEIs (Normative Data)

  • Percentage of individuals with disabilities, under 18, rely on electricity dependent medical equipment, etc.
  • Number of hospitals, dialysis centers, residential long-term care facilities, etc.
  • Percentage of students that have medical necessities provided by school nurses.

Health and Social Services EEIs (Impact Data)

  • Number of health care/social services/child care facilities closed due to power outages, damage, utility issues, etc.
  • Are health care and social service providers experiencing/expecting workforce attrition?
  • Are there any environmental health risks?
  • Are individuals, families, and service providers able to access recovery resources?
Elements of Information, Analysis, Recovery Issues and Barriers

Sample Recovery Issues Monitored with EEIs

Team icon; Public Health – Epidemiological Surveillance, Health Communications, Lab Capacity; Brain icon; Behavioral Health – Mental Health Care Network Capacity, Substance Abuse Access/Risks, Impact of Stressors; City icon; Environmental Health – Water/Air/Soil Quality, Debris Risks, Chemical/Radiological Contamination

Sample Recovery Issues Monitored with EEIs (Continued)

Baby and school icon; Children in Disasters (Schools, Children, and Youth) – Child Care Impacts, School Status/Adaptations, Child Abuse and Neglect, Nutrition Risks; employee badge icon; Referral to Social Services/ Disaster Case Management – Case Management Network, Long-Term Recovery Committees; Users icon; Long-Term Recovery Impacts to First Responders – Exposures to First Responders, Responder Monitoring

Step 2: Identify Stakeholders and Build Coalitions

The multi-disciplinary, and resource intensive, nature of recovery makes effective partnerships critical. The first step in developing effective partnerships is identifying stakeholders. Once stakeholders have been identified, partnerships can be established by formalizing mechanisms for collaboration.

Tips for Identifying Stakeholders

  • Do your research before making contact
  • Go to the stakeholders in person
  • Look for community organizations and leaders
  • Remember that stakeholders are not all local, obvious, or directly visible

Tips for Building Coalitions

  • Be familiar with stakeholder priorities and interests
  • Educate the stakeholders as necessary
  • Establish regular communication
  • Help solve problems and challenges
FEMA employees and stakeholders in a meeting

Step 3: Determine a Course of Action and Ensure Adequate Support

Stakeholders collaborate to develop a course of action for resolving each known issue. This involves defining a desired end state; creating objectives, tasks, and metrics to measure success; as well as identifying necessary resources. Once this is done, stakeholders work together to gather the resources necessary for implementation.

Tips for Developing a Course of Action

  • Integrate input from all stakeholders
  • Be mindful of statutes, regulations, and authorities
  • Develop multiple options to compare and combine
  • Keep it simple
  • Make it measurable

Remember: A successful course of action focuses on an identified issue or barrier, identifies the resource it needs, and facilitates interventions that close the distance between the need and the resource required.

Stakeholders sitting at long table

Step 3: Determine a Course of Action and Ensure Adequate Support (Continued)

Ensuring adequate support for a chosen course of action is critical to successful implementation. Key forms of support include informational, political, and physical resources. Many of these are facilitated or sourced via the HSS RSF.

What kinds of resources are there?

  • Information on recovery resources, deadlines, and requirements
  • Knowledge about how to manage long-term recovery issues
  • Buy-in or formal agreements among affected or implementing stakeholders
  • Funding and people to support repairs, planning, and capability gaps

Tips for ensuring adequate support include

  • Be specific when asking stakeholders to contribute resources
  • Define how much and for how long
  • Align interests with the resources requested
  • Get it in writing
Team icon, brain icon, money icon, playbook icon, checklist icon, and calendar icon

Scaling Courses of Action

Disasters do not impact communities in the same way, and affected communities often have very different capacity issues.

Scaling courses of action based on need is critical for conserving scarce resources and delivering targeted assistance.

As seen in the diagram below, the form and scale of assistance an affected community needs is directly correlated with the community's recovery capacity and the level of impact endured.

Method of providing assistance includes (from left to right) zone 1 (push information), zone 2 (empower intermediaries), zone 3 (peer-to-peer outreach), and zone 4 pointing to a center of a target-shape labeled individual outreach, facilitated assistance; Zone 1 is also labeled Low impact/high capacity, and Zones 2 and 3 are labeled High impact/low capacity; Zone 1: Community has low impact and high recovery compacity. Only broad, system-wide assistance is necessary. It is primarily provided by pushing information via self-help resources; Zone 4: Community has high impact and low recovery capacity. In this case, individual outreach is required in specific locations in order to provide direct assistance in facilitating recovery efforts; Type of assistance to provide (from right to left) system-wide solutions (self-help resources), regionally specific (utilize existing network), issue specific (direct technical assistance, and place based pointing to the center of a target-shape opposite from zone 4; System-wide solutions, regionally specific, and issue specific are also labeled Scale of assistance needed

Steps 4 and 5: Implementation and Evaluation

Course of action implementation varies in form and duration based on the issues addressed. Early on, the focus is on immediate needs. Later, focus shifts to systemic issues that require long-term solutions

Tips for Implementation and Evaluation:

  • Effective project/program management is key
  • Ensure stakeholder integration and ownership
  • Quality metrics and analysis are key to success

Sustaining a Successful Recovery:

  • All recovery is local. Local, state, tribal, and territorial governments are the lead.
  • Federal and non-profit support should always have local ownership to sustain implementation activities over time.

Questions for Evaluation:

  • Is service provision or task completion occurring at a rate that is reasonable and appropriate for the volume of resources being expended on them?
  • Is the desired outcome being achieved through these efforts?
  • How accurately and precisely do the chosen metrics measure achievement of desired outcome?
  • Is the course of action being implemented still the appropriate solution for the issue it was designed to resolve?

Step 6: Repeat

The recovery operations process is iterative by nature. This allows for both constant improvement and adaptation to shifting situations, issues, and needs.

The initial iteration of the operations process is slow and hectic. However, with effective management and coordination, efficiency increases with each iteration and more is accomplished with less management effort.

Course of Action implementation will often continue while the recovery operations process repeats.

Transition generally signals a gradual slowing of the recovery operations process.

Recovery issues (and interventions) are also temporal in nature -- meaning, they will change over time. The severity will shift, those impacted will change, and the corresponding actions needed will need to adapt accordingly. 

FEMA employees at recovery center

Transition Considerations

The transition of renewed and improved Health and Social Services operations back to day-to-day providers is the ultimate functional goal of HSS RSF operations.

Bearing the following points in mind can smooth this process.

  • Transition begins as soon as operations start
  • Incremental transition smooths the process
  • Closely monitor resource availability and needs as draw-down occurs
FEMA employees with packages

Federal HSS RSF Operations

The federal HSS RSF has a defined set of phases for recovery operations. These phases are defined by the development and implementation of specific planning documents. However, each phase is underpinned by the steps of the Recovery Operations Process.

Process chart with three steps – Conduct Mission Scoping Assessment (MSA) (Steps 1 and 2) In partnership with the state, identify and document overarching issues as they relate to health, social services recovery. What are the issues and barriers to recovery?; Develop Recovery Support Strategy (RSS) (Step 3) Document available federal capabilities and the courses of action to be undertaken to support health and social services recovery. What actions will shorten the distance between resource needs and providers?; Implement the RSS (Steps 4, 5, 6, and Transition) Execute RSS, build state and local capabilities, and coordinate the transition to steady-state operations. What needs to be done to prepare local providers to resume service provision?

Federal HSS RSF Operations (Continued)

The federal HSS RSF fills a very specific supporting role in recovery operations. Though it is capable of bringing substantial physical and financial resources to bear, the majority of it involves:

Call center icon; Technical assistance (e.g. Peer-to-peer planning workshops)
Information sharing (e.g. connecting the dots between disparate data sources – providing the state a strategic view across the mission areas)
Leveraging existing resources (e.g. working with federal program staff to retool planned initiatives to also support immediate recovery needs)
Section Summary

Recovery involves multiple waves of activity:

  • Initial Actions: assess disaster impacts, identify stakeholders, and organize recovery efforts
  • Recovery Operations: mobilize resources to resolve recovery issues and help local service providers regain their capabilities.
  • Transition: recovery resources draw-down and demobilize as services and recovery projects are transferred to local providers or completed

Federal HSS Operations are structured around conducting a Mission Scoping Assessment, developing a Recovery Support Strategy (RSS), and implementing the RSS.

The recovery operations process is iterative and involves the following steps:

  1. Identify gaps, needs, and challenges
  2. Identify stakeholders and develop working relationships
  3. Collaborate to determine course of action and gain logistical support
  4. Implement course of action
  5. Evaluate efforts
  6. Repeat
List of sections - Section 1: The HSS Recovery Support Function (checkmark), Section 2: HSS Recovery Coordination (checkmark), Section 3: HSS Recovery Operations (checkmark), Section 4: HSS Recovery in Practice (arrow)
HSS Recovery in Practice

 

Section Overview

By the end of the section, you should be able to:

  • Understand how HSS RSF roles, functions, and operations methods can be applied to support a community recovering from disaster.
  • Review the coordination and support activities of the HSS RSF.
  • Review the role of the HSS RSF in disaster recovery.
  • Review the HSS Recovery Operations Flow and Process.
List of sections - Section 1: The HSS Recovery Support Function (checkmark), Section 2: HSS Recovery Coordination (checkmark), Section 3: HSS Recovery Operations (checkmark), Section 4: HSS Recovery in Practice (arrow)
clock icon
This course should take approximately 30 minutes to complete.

Scenario Introduction

Each disaster affected community is unique. Each HSS RSF deployment must be tailored to fit the mission requirements. However, the HSS RSF's role and approach to recovery remains the same.

The following scenario will demonstrate how the structures and methodologies presented in this course may be applied.

Note how HSS RSF structures and methods are adapted to meet the community's priorities and needs.

Aerial view of homes in flood

The Scenario: Catastrophic Flooding

Situation:

  • Incessant rain for 4 weeks
  • Rivers swell, levees break, streets flood
  • Erosion causes trees to fall on structures
  • Four counties lose power for 10 days
  • Unconfirmed reports of 150 seniors dead
  • 6 dialysis clinics closed - only 1 left
  • Last 2 weeks of school cancelled

Key Affected Stakeholders:

  • School System
  • Department of Public Health
  • Department of Social Services
  • Residents
  • Churches and Advocacy Groups
  • Hospitals and Clinics

Response Actions:

  • State of emergency declared and presidential disaster declaration requested
  • ESFs 3, 6, 8, 10, 11, 12 activated
  • 11 Impacted hospitals activate COOP plans
Flooded building with fire trucks outside

The Scenario: Catastrophic Flooding

Situation:

  • Floodwaters receding – residents returning
  • 2,900 emergency shelters closed
  • 600 people still in shelters, without homes
  • 10,000 residents living in hotels
  • Schools unable to implement summer feeding program and lost feeding sites

Recovery Actions:

  • HSS RSF is active and deployed
  • Stakeholders identified
  • Coordination meetings start
  • Impact and need assessments begin
  • Troubleshooting persistent recovery issues
Home being destroyed by flood; temporary disaster shelter, town meeting

Identifying Stakeholders and Building Coalitions

Flow chart starting from potential stakeholder groups (HSS Core mission Areas) including behavioral health, public health, long-term recovery impacts to first responders, social services, environmental health, children in disasters (schools, children, and youth), health care services, food safety and regulated medical products, and referral to social services/disaster case management; two right arrows labeled leadership recruitment and stakeholder engagement; stakeholder engagement leads to stakeholder priorities and interests; leadership recruitment leads to Local Recovery Coalition including Core Recovery Leadership Team and Stakeholder Representatives; Stemming from Local Recovery Coalition is HSS RSF, which leads to support and facilitation; HSS RSF and Local recovery coalition both lead to Recovery Coalition Coordination Meetings

Stakeholder Priorities and Interests

School system; Impact on school year schedules, Impacts on staff wellbeing and availability, Facility safety and environmental health, Behavioral health services, Resource availability and best practices; Public health; Structure safety and environmental health, Water and food contamination, Impacts on staff and populations served, Behavioral health impacts, Resource availability and best practices; Social services; Implementing disaster case management, Renewing steady-state programs, Impacts on facilities and staff, Serving new and pre-disaster clients, Resource availability and best practices

Disaster Impacts and Recovery Needs

Landscape Assessment, Impact Surveys, Stakeholder Listening Sessions

Assessment: Immediate Needs

  • Food and water supply inspections
  • Temporary Dialysis Clinics
  • Behavioral Health Services
  • Disaster Case Management

Assessment: Near-Term Needs

  • Social service provision
  • Structure health and safety inspections
  • Re-establish school summer feeding
Three recovery staff at disaster site for assessment

Disaster Impacts and Recovery Needs

Recovery Actions:

  • Courses of action created and implemented --- > what can we do to help remove barriers to recovery and improve the issues identified?  How can the capacity of the community be enhanced so they're better equipped to sustain the recovery effort?
  • Efforts are evaluated at given intervals --> using good project management approaches can help maintain discipline and focus on recovery actions.
  • Courses of action are adjusted as needed --> as recovery issues and priorities change, so to must the team adapt to the needs on the ground.
Disaster recovery staff in meeting
Flowchart outlining recovery operations –Priorities and Needs/Issues lead to Planning to COA/PMP to Approvals to Implementation to Evaluation/Refinement; HSS RSF Technical Assistance and Support also lead to Planning and to Evaluation/Refinement; COA/PMP includes Objectives/Metrics, Implementation Plan, Milestones/Timeline, Resources, and Organization and Management

Long-Term Recovery and Close-Out

Situation:

  • Immediate needs addressed and solutions to near-term needs are being implemented
  • Additional issues identified: ­
    • Insurance denials for survivors ­
    • Childcare and school year uncertainty ­
    • Health system challenges ­
    • Increased reports of support requests regarding domestic violence and suicide ­ ­

Recovery Actions:

  • Recovery operations process repeated
  • Issues addressed and monitored
  • Capacity-building efforts begin
  • Transition starts as local providers restore their ability to absorb the post-disaster impacts 
Patient receiving a shot from a medical staff; Kids sitting at their desks; multi-agency meeting in U-shape desk

Long-Term Recovery and Close-Out

Situation:

  • Immediate and near term issues resolved
  • Long term recovery efforts begin
  • Local service providers and institutions develop capacity to manage recovery and day-to-day service provision

Recovery Actions:

  • HSS RSF transition of support functions
  • Demobilization of on-site HSS RSF staff
  • Remote support to local providers
  • Final HSS RSF close-out and shut-down

 

Line graph depicting emotional highs and lows through pre-disaster, up to one year after disaster, and after anniversary of the disaster
Section Summary

The Role of the HSS RSF

  • Inter-agency recovery coordination
  • Information and resource sharing

Key HSS RSF Activities:

  • Impact and Needs Assessment
  • Local stakeholder identification & organization
  • Meeting and planning facilitation
  • Problem solving

HSS RSF Supports Available:

  • Technical Assistance (access to expertise)
  • Facilitated access to resources

Recovery Operations Flow

  • Phase 1: Initial Actions
  • Phase 2: Operations
  • Phase 3: Transition

Recovery Operations Process

  1. Identify Gaps, Needs, and Challenges
  2. Identify Stakeholders and Build Coalitions
  3. Determine COA & Ensure Adequate Support
  4. Implement Course of Action
  5. Evaluate Efforts
  6. Repeat
List of sections - Section 1: The HSS Recovery Support Function (checkmark), Section 2: HSS Recovery Coordination (checkmark), Section 3: HSS Recovery Operations (checkmark), Section 4: HSS Recovery in Practice (checkmark)
Course Summary

The purpose of this course was to provide an in-depth orientation to the Health and Social Services (HSS) Recovery Support Function (RSF) from the federal perspective. It described the federal role, the public agencies that support it, the process by which they develop a unified strategy to support state and local recovery efforts, and how the RSFs work together to implement holistic recovery strategies.

  • The federal role in all recovery efforts is to support the achievement of state and local recovery priorities by facilitating access to expertise, resources, and funding of federal flexibilities that would otherwise be unavailable.
  • The primary cause of delays in provision of recovery assistance is the lack of pre-planned interfaces between local, state, and federal disaster recovery organizations. Assistance is expedited when common systems are used and integrated recovery plans are in place.
  • Communication and coordination is at the core of all HSS RSF activities. The goal of these efforts is to establish a unified vision for recovery and ensure unified effort in accomplishing that vision. This relies of effective information and resource sharing - which the HSS RSF facilitates.
  • The six-step process used to guide HSS recovery operations is iterative, scalable, flexible, and collaboration oriented. The resulting approach facilitates continuous improvement while allowing rapid response and adaptation to evolving issues and circumstances.

 

List of sections - Section 1: The HSS Recovery Support Function (checkmark), Section 2: HSS Recovery Coordination (checkmark), Section 3: HSS Recovery Operations (checkmark), Section 4: HSS Recovery in Practice (checkmark)

 

Congratulations, you have successfully completed this course!

For more information visit: https://www.phe.gov/emergency/pages/default.asp

Or e-mail: disaster.recovery@hhs.gov