Lesson Overview

This lesson provides an examination of the Protection coordinating structures and operational planning.

Upon completion of this lesson, you will be able to describe coordinating structures used to support protection.

Purpose of Coordinating Structures

A coordinating structure is a system that maintains and delivers the core capabilities discussed in the previous lesson.

  • Support steady-state Protection mission activities
  • Strengthen the nation’s ability to increase its protective posture during periods of heightened alert, periods of incident response, or in support of planned special events
  • Help conduct planning
  • Implement training and exercise programs
  • Promote information sharing
  • Shape research and development priorities and technical requirements
  • Address common vulnerabilities
  • Align resources
  • Promote the delivery of protection capabilities

On the following screen, we’ll take a closer look at different coordinating structures.

Community, Local, Tribal, State, and Regional Coordinating Structures

Coordinating structures can function on multiple levels, including national, state, and local levels. Let’s take a look at how coordinating structures operate on a community, local, tribal, state, or regional level.

Click on each coordinating structure to hear more information.

Partnerships
Coordination of Protection mission capabilities is accomplished through existing partnerships at all levels of government and with the private and nonprofit sectors. These partnerships allow for the exchange of expertise and information and provide a source of potential resources through mutual aid and assistance agreements. One example of a regional partnership is the Pacific NorthWest Economic Region (PNWER) partnership, which looks at border security, agriculture, and energy issues throughout the Pacific Northwest.
Operational Coordination (Information-sharing Centers, Fusion Centers, and Task Forces)
Operational coordination occurs as information-sharing centers, fusion centers, and task forces work with one another to share important information and align resources. At the city and state level, fusion centers serve as focal points for information gathering and sharing, while at local and territorial levels, operations centers align resources to support Protection partners. At the Federal level, the Department of Homeland Security coordinates critical infrastructure security and resilience activities through the National Infrastructure Coordinating Center and the National Cybersecurity and Communications Integration Center.
Established Systems and Principles
Protection core capabilities are coordinated further through established systems and principles. For example, the National Incident Management System (NIMS) was developed to provide guidelines to enable organizations with different legal, geographic, and functional responsibilities to coordinate, plan, and interact effectively, while maintaining their authority, responsibility, and accountability.
Federal Coordinating Structures

Now let’s turn our attention to the policy-level coordination that occurs at the Federal level.

  1. National Security Council
  2. Federal Departments and Agencies 
  3. Interagency Coordination

Review each item before proceeding to the next screen.

Working across Coordinating Structures

Protection activities and missions are coordinated through various authorities, capabilities, and functions.

The laws and professional arrangements that govern the Protection mission activities also provide the model of how Protection activity is coordinated to secure the Nation against complex threats and hazards. In the same sense that threats and hazards impact multiple disciplines and jurisdictions, the arrangements within the Protection mission are unified by establishing connections across existing coordination structures.

Coordination structures are integrated by the joint development of national capabilities, joint plans, analytic products, and channels for information sharing that span national preparedness mission areas.

Protection Actions to Deliver Core Capabilities

In order to deliver the Protection core capabilities, certain actions must be taken both during normal conditions, known as steady-state conditions, and in times of elevated threats. Let’s take a look at some of these Protection actions.

Planning Planning Public Information and Warning Public Information and Warning Operational Coordination Operational Coordination
Intelligence and Information Sharing Intelligence and Information Sharing Interdiction and Disruption Interdiction and Disruption Screening, Search, and Detection Screening, Search, and Detection
Access Control and Identity Verification Access Control and Identity Verification Cybersecurity Cybersecurity Physical Protective Measures Physical Protective Measures
Risk Management for Protection Programs and Activities Risk Management for Protection Programs and Activities Supply Chain Integrity and Security Supply Chain Integrity and Security
Steady-state Protection Process

Let’s begin with the Steady-State Protection Process. The process necessary to protect against threats during steady-state conditions is shown here. For this process to work, risk management must be decentralized. In other words, the responsibility for steady-state Protection is shared by the whole community, including individuals and households, all levels of government, and the private and nonprofit sectors. As the model illustrates, Protection is a continuous process that helps identify and implement improvements.

Click on each step of the process to find out more information.

Protection Escalation Decision Process

During periods of elevated threat or impending disasters, interagency coordination may be compressed so that Protection activities are coordinated more quickly.

The Protection Escalation Decision Process is shown here. The decision to conduct enhanced Protection operations can occur at any point in the Protection mission and may require enhanced coordination across other mission areas.

On the following screens, we’ll take a closer look at the steps in this process.

Awareness and Initiative
The need to escalate Protection activities can originate with any mission partner and can occur anywhere within the scope of Protection mission activities.
Reporting and Notifications
Once initiated, the whole community shares information about potential threats and hazards using established communications and reporting channels.
Assessments
As threat and hazard information is shared, the situation is assessed to determine whether there should be a change from steady-state activities to requiring action in accordance with the National Response Framework, along with enhanced steady-state Protection and Mitigation activities. Additionally, a potential terrorist threat may require action in accordance with the National Prevention Framework.
Response and Enhanced Steady-State Protection Activities

The assessment of the situation may indicate the initiation of Prevention, Mitigation, Response, or Recovery activities, such as community-wide risk reduction projects, that require Protection mission support. Emerging issues may also require a change from Protection steady-state to enhanced steady-state activities.

Enhanced Protection mission activities include:

  • Issuing of alerts/warnings
  • Greater protective presence, enhanced posture
  • Enhanced operational coordination among mission partners
  • Sustained efforts to address emergent Protection concerns
Return to Steady-State Protection Activities
When an assessment of the situation indicates that enhanced Protection activities are no longer required, there is a return to steady-state activities.
Relationship to Other Mission Areas

As we discussed in the first lesson, the National Preparedness Goal sets the vision for preparedness nationwide and identifies the core capabilities necessary to achieve that vision across the five mission areas:

  • Prevention
  • Protection
  • Mitigation
  • Response
  • Recovery

So far, we’ve looked specifically at the Protection mission area. However, the Protection coordinating structures and organizations contribute directly to activities and inform efforts within the other mission areas.

Relationship to Other Mission Areas, continued

Let’s take a look at how Protection relates to the other mission areas.

  1. Prevention
  2. Mitigation 
  3. Response
  4. Recovery

You will need to review each item before proceeding to the next screen.

Operational Planning

The National Planning Frameworks, including the National Protection Framework, explain the role of each mission area in national preparedness. The concepts included in the Frameworks are used to guide operational planning, which provides further information regarding roles and responsibilities. Operational planning also identifies the critical tasks in executing the core capabilities. Additionally, operational planning identifies resourcing, personnel, and sourcing requirements across the whole community.

Planning across the full range of Protection activities is the responsibility of every level of government as well as the private and nonprofit sectors. This planning is used to determine jurisdictional priorities, objectives, strategies, and resource acquisitions and allocations needed to protect against potential threats. In doing so, the operational plan helps provide the right resources at the right time to support local, regional, state, tribal, territorial, insular-area, and Federal operations.

Comprehensive Preparedness Guide (CPG) 101 (http://www.fema.gov/plan) provides further information on the various types of plans and guidance on the fundamentals of planning. Additional information can be found on planning at this website.

On the following screens, we’ll take a look at two types of operational plans: Department-level Operational Plans and Federal Interagency Operational Plans (FIOPs).

Department-level Operational Plans

Each Executive Branch department and agency develops and maintains its own operational plans in order to deliver Protection core capabilities. These department-level operational plans identify specific critical tasks and responsibilities, including how to meet resource requirements. These plans also:

  • Address risk
  • Include planning and exercising coordination and communication procedures
  • Discuss sharing resources
Federal Interagency Operational Plans (FIOPs)

At the Federal level, each Framework is supported by a mission-area-specific Federal Interagency Operational Plan (FIOP). The Protection FIOP, which has not yet been released, will describe how Federal departments and agencies work together to deliver the Protection core capabilities. Whether you are in the government, the private sector, or the nonprofit sector, you will be able to use the Protection FIOP to inform ongoing protection planning, training, and exercises within your jurisdiction or organization.

For more information, you can view all available FIOPs (http://www.fema.gov/federal-interagency-operational-plans).

Supporting Resources

There are several resources in place to support the Protection mission. The following resources include training, exercises, and Web-based information for both government and nongovernmental partners. 

There are also several guidelines that support the development of interagency and other operational plans.

Lesson Summary

We have reached the end of this lesson. In this lesson, we described the coordinating structures and operational planning used to support Protection. Specifically, we discussed:

  • Community, local, tribal, state, and regional coordinating structures
  • Federal coordinating structures
  • Protection actions to deliver core capabilities
    • Steady-State Protection Process
    • Protection escalation decision process
  • The relationship of Protection to the other mission areas
  • Operational Planning
    • Department-level operational Plans
    • FIOPs
  • Supporting Resources
Course Summary

Let’s take a look at some the key points that were discussed throughout the course.

The goal of this course is to familiarize you with the National Protection Framework, which describes the way that the whole community safeguards against acts of terrorism, natural disasters, and other threats or hazards.

The National Protection Framework, which is part of the National Preparedness System, sets the strategy and doctrine for how the whole community builds, sustains, and delivers the Protection core capabilities identified in the National Preparedness Goal.

The National Protection Framework provides guidance on how to safeguard against acts of terrorism, natural disasters, and other threats or hazards by:

  • Describing the core capabilities needed to conduct the Protection mission and create conditions for a safer, more secure, and more resilient nation
  • Aligning key roles and responsibilities to deliver Protection capabilities
  • Describing coordinating structures that enable all stakeholders to work together
  • Laying the foundation for operational coordination and planning that aligns Protection efforts within the whole community
  • Strengthening the ability of essential Protection functions and services to continue regardless of threat or hazard

The National Protection Framework sets out three principles that guide the development and execution of the core capabilities for Protection. These are:

  • Resilience and Scalability
  • Risk-informed Culture
  • Shared Responsibility
Course Summary, continued

Several partners have a role in protection, including:

  • Community members and the private sector
    • Individuals, families, and households
    • Communities and community organizations
    • Private-sector entities
    • Nongovernmental organizations (NGOs)
  • Local governments
  • State, tribal, territorial, and insular area governments
  • Federal government
  • International partnerships
Course Summary, continued

The way we can measure, describe, and implement our security and resilience techniques is through core capabilities. Protection core capabilities including the following:

  • Cross-cutting Core Capabilities
    • Planning
    • Public Information and Warning
    • Operational Coordination
  • Prevention and Protection Core Capabilities
    • Intelligence and Information Sharing
    • Interdiction and Disruption
    • Screening, Search, and Detection
  • Protection Core Capabilities
    • Access Control and Identity Verification
    • Cybersecurity
    • Physical Protective Measures
    • Risk Management for Protection Programs and Activities
    • Supply Chain Integrity and Security
Course Summary, continued

Several coordinating structures are used to support protection. These include:

  • Community, local, tribal, state, and regional coordinating structures
    • Partnerships
    • Operational coordination (information-sharing centers, fusion centers, and task forces)
    • Established systems and principles
  • Federal coordinating structures
    • National Security Council
    • Federal departments and agencies
    • Interagency coordination

The steady-state protection process protects against threats during steady-state conditions. The responsibility for steady-state Protection is shared by the whole community, including individuals and households, all levels of government, and the private and nonprofit sectors.

During periods of elevated threat or impending disasters, interagency coordination may be compressed so that protection activities are coordinated more quickly. In these cases, the protection escalation decision process is implemented.

Operational planning provides further information regarding roles and responsibilities, identifies the critical tasks in executing the core capabilities, and identifies resourcing, personnel, and sourcing requirements across the whole community.

Comprehensive Preparedness Guide (CPG) 101 provides guidance for developing emergency operations plans at the local, state, tribal, and territorial levels.

At the Federal level, each framework is supported by a mission-area-specific Federal Interagency Operational Plan (FIOP). The Protection FIOP can be used to inform ongoing protection planning, training, and exercises within your jurisdiction or organization.