Course Overview, Course Goal, and Objectives

Welcome to the Substantiating Disaster-Related Damage to Buildings, Contents, Vehicles, and Equipment course.

The course will provide an overview of Public Assistance project eligibility of Category E.

By the end of the course, State, Local, Tribal, and Territorial Applicants and Recipients will be able to explain eligibility requirements regarding buildings, contents, vehicles, and equipment.

Upon successfully completing the course, participants will be able to:

  • Identify the information FEMA required to document disaster-related damage for buildings, contents, vehicles, and equipment
  • Differentiate pre-existing and deferred maintenance conditions from disaster-related damages
  • Explain methods for costing disaster-related damage to buildings, contents, vehicles, and equipment
  • Describe considerations for buildings, contents, vehicles, and equipment within Public Assistance projects
Lesson 1 Overview and Objectives

This lesson provides a general overview of Category E project(s). This lesson also covers eligibility requirements for buildings, contents, vehicles, and equipment under the Public Assistance Program.

At the end of this lesson, participants will be able to:

  • Identify administrative requirements of the course
  • State the goals and objectives of the course
  • Define the work addressed through Category E projects
Category E Projects: Buildings

When discussing buildings and equipment in Category E projects, it is important to understand what exactly is being addressed.

Buildings include:

  • All structural and non-structural components, including mechanical, electrical, and plumbing systems
  • Contents and equipment within the building
  • Furnishings
A damaged building with contents of the building on the curb.
Category E Projects: Equipment (1 of 3)

Certain items can be confused as to whether they are considered equipment or supplies. 2 Code of Federal Regulations describes both in detail, while 2 Code of Federal Regulations Part 200.94 defines supplies, "Supplies means all tangible personal property other than those described in 200.33 Equipment. A computing device is a supply if the acquisition cost is less than the lesser of the capitalization level established by the non-Federal entity for financial statement purposes or $5,000, regardless of the length of its useful life."

Select the following link to access 2 Code of Federal Regulations.

Construction vehicle and equipment on a construction site
Category E Projects: Equipment (2 of 3)

Equipment is best defined in 2 Code of Federal Regulations Part 200.33 which states, "Equipment means tangible personal property (including information technology systems) having a useful life of more than one year and a per-unit acquisition cost which equals or exceeds the lesser of the capitalization level established by the non-Federal entity for financial statement purposes, or $5,000. See also 200.12 Capital assets, 200.20 Computing devices, 200.48 General purpose equipment, 200.58 Information technology systems, 200.89 Special purpose equipment, and 200.94 Supplies."

Equipment includes, but is not limited to:

  • Vehicles
  • Construction Equipment

Select the following link to access 2 Code of Federal Regulations.

Category E Projects: Equipment (3 of 3)

The following is an example of how an item is deemed an equipment item:

A disaster occurs, and the State has a capitalization level of $4,250.00. The Applicant has a capitalization level of $3,000.00. The damaged item has a cost of $3,250.00. The damage item is deemed an equipment item instead of a supply item, despite the value of the item being less than the $5,000.00 Federal definition.

Facilities

In accordance with 44 Code of Federal Regulations 206.201(c): A facility is defined as:

Any publicly or privately-owned buildings, works, system, or equipment—built or manufactured—or an improved and maintained natural feature.

For the purposes of this course, we will be addressing facilities that are considered for Public Assistance Category E Projects involving building and equipment.

Hospital facility planning flood protection on a corner
Category E Eligibility Requirements: Buildings (1 of 2)

For buildings and buildings systems, distinguishing between damage caused by the incident and pre-existing damage may be difficult. Before making an eligibility determination, FEMA considers each of the following:

  • The age of the building and building systems
  • Evidence of regular maintenance or pre-existing issues, such as water damage from a leaky roof
  • The severity and impacts of the incident

Mold remediation and removal of mud, silt, or other accumulated debris is eligible as Permanent Work when conducted in conjunction with restoration of the facility.

Building inspectors assess a building with damage near the roof
Category E Eligibility Requirements: Buildings (2 of 2)

FEMA has specific eligibility criteria for evaluating and repairing earthquake damage to buildings constructed with welded steel moment frames. FEMA bases the eligibility criteria on Recommended Post Earthquake Evaluation and Repair Criteria for Welded Steel Moment Frame Buildings (FEMA 352).

The repair of the damaged frame connections to pre-earthquake design in FEMA 352, Chapter 6, is eligible, but only if FEMA approves a specific statement of work for the repairs prior to the Applicant performing the work. Repair of the architectural finishes and fire retardants removed in the area of the damage are also eligible.

Construction worker welding a beam on a high-rise building
Category E Eligibility Requirements: Equipment and Supplies (1 of 2)

Repairing damaged—or replacing destroyed—equipment and supplies with the same number of equivalent items is eligible. Equivalent items are similar in age, condition, and capacity.

The Applicant may replace equipment or supplies with different items used for the same general purpose. However, FEMA caps the eligible cost at the estimated amount for items equivalent to those damaged.

When equipment is not repairable, FEMA uses "blue book" values or similar price guides to estimate the eligible cost.

A badly-burned car with a melted engine
Category E Eligibility Requirements: Equipment and Supplies (2 of 2)

When a used item is not reasonably available (within a reasonable cost, time, or distance) or does not meet applicable national consensus standards, the purchase of a new item with similar capacity is eligible.

For example, vehicles such as Police cars may not be available in the same make, model, year, or relative mileage. However, there are similar types of vehicles available with similar engine capacity and capabilities. These are some considerations for this type of replacement.

If the cost to replace the item is less than the cost to repair it, FEMA limits Public Assistance funding to the replacement cost.

New Orleans Police Squad Car in front of a building
Category E Eligibility Requirements: Files (1 of 2)

Eligible activities associated with the recovery of files include, but are not limited to:

  • Recovery of damaged hard copies
  • Stabilizing the damaged hard copies
  • Sanitizing damaged hard copies
  • Photocopying or scanning damaged hard copies to re-establish files
  • Recovering data from water-damaged computer hard drives

Recovery of damaged hard copies includes labor and materials, such as bags, boxes, and containers. Stabilizing damaged hard copies includes freeze drying. Photocopying or scanning includes labor and materials such as new folders and paper.

Office damage papers all over a floor 422x323 (png), e0257
Category E Eligibility Requirements: Files (2 of 2)

Not all activities are eligible. Examples of ineligible activities include:

  • Establishing new information databases
  • Manually entering data that was lost in damaged computers
  • Scanning re-established hardcopy files into computers to create digital files
  • Deciphering photocopies of damaged hard copies
Person putting a file into a copying machine
Category E Eligibility Requirements: Research-Related Contents

Reagents and specimen collections are eligible for replacement based on the following criteria:

  • The number of units of each reagent eligible for replacement is equal to the number actually lost OR to the number necessary to restore basic research activity, whichever is less
  • FEMA reimburses the purchase price from commercial sources or other institutions, whichever is less. The replacement of reagents that are so unique that they are considered an outcome of a research program is not eligible
  • Replacing a representative, but not necessarily a whole portion, of a specimen collection may be eligible. To be eligible for replacement, the specimen types should be available for purchase from commercial sources
Specimen samples in tubes in a freezer
Category E Eligibility Requirements: Animals (1 of 2)

Animals housed or exhibited in an eligible facility are eligible for replacement with the same number of comparable animals if they are:

  • Injured to the extent they are no longer able to function for the intended purpose
  • Killed
  • A destroyed specimen
  • A damaged specimen that is not recoverable
  • The animal is not eligible for replacement if a comparable animal is not available for purchase or the Applicant is unable to obtain a comparable at a reasonable cost
Exotic animals in tanks on tables
Category E Eligibility Requirements: Animals (2 of 2)

Eligible animals may include, but are not limited to:

  • Police Animals
  • Trained and certified rescue dogs
  • Animals in museums, zoos, or publicly owned nature centers
  • Fish in fish hatcheries
  • Taxidermy specimens
  • Animals used by rehabilitation facilities as part of diagnosis or treatment
  • Laboratory animals used in an active research program
  • The replacement of animals on loan to an eligible facility at the time they are destroyed is eligible if the Applicant is able to provide documentation that establishes legal responsibility

Additionally, FEMA may provide Public Assistance funding for actions taken to save the lives of these animals as a Category B emergency protective measure.

Reference: FEMA Public Assistance Program and Policy Guide: Buildings and Equipment (Category E)

A white Police Horse with a visor and a saddle.
Category E Eligibility Requirements: Irreplaceable Collections and Individual Objects (1 of 4)

Collections and individual objects are artifacts, specimens, artworks, archives, public records, and other items that are often considered irreplaceable because of their artistic, educational, historic, legal, scientific, or social significance. They are nonliving and, therefore, do not include animals or plant material, and are usually one-of-a-kind.

Eligible collections and individual objects may be in storage or on display in a public or private non-profit facility and may include items located outdoors, such as sculptures and public art installations.

Woman sitting on a bench in front of an art gallery
Category E Eligibility Requirements: Irreplaceable Collections and Individual Objects (2 of 4)

Stabilization of damaged collections or individual objects is eligible. Stabilization is a series of treatment measures to maintain the integrity of a collection or object, and to minimize deterioration.

Stabilization involves taking the minimum steps necessary to return a collection or object to a condition in which it can function in the same capacity as it did prior to the incident.

This includes:

  • Treating damaged items through proper environmental controls, such as temperature and humidity
  • Chemical or mechanical cleaning to stabilize items to prolong their existence, maintain their integrity, and minimize further deterioration from the damaging effects of the incident

Additional treatment beyond stabilization is eligible if it is necessary to maintain the integrity of the collection or object and return to its pre-disaster function.

Craftsman working on wooden vintage frame
Category E Eligibility Requirements: Irreplaceable Collections and Individual Objects (3 of 4)

In some cases, costs associated with restoring an item to pre-disaster, but not original condition may be eligible.

For example, repairing a tear in a painting that was a direct result of the incident may be eligible, whereas costs to remove signs of pre-disaster aging, such as layers of old varnish, are not eligible.

Costs associated with the development of a treatment plan for a damaged collection or individual object are eligible.

Restorer with a mask and gloves chemically treating an irreplaceable painting
Category E Eligibility Requirements: Irreplaceable Collections and Individual Objects (4 of 4)

Collections and individual objects damaged to the extent that stabilization is not practicable or possible, are considered destroyed. Replacement of destroyed collections or individual objects is not eligible.

Restoring materials, equipment, and exhibition furnishings associated with the storage, display, preservation, or exhibition of collections and individual objects is eligible.

These may include, but are not limited to:

  • Equipment regulating temperature or humidity
  • Exhibit panels
  • Models
  • Video and audio equipment
Workers and museum employees help dismantle water-damaged exhibits in the West Wing of the Daytona Beach Museum of Arts & Sciences after a flood
Category E Eligibility Requirements: Library Books and Publications

Replacement of damaged or destroyed library books and publications is eligible based on the pre-disaster inventory of the quantities of the books and publications. Re-shelving, cataloging, and other work incidental to the replacement of library books and publications is also eligible.

However, special library collections, including rare books, manuscripts, and other fragile materials, are only eligible for treatment, not replacement.

Reference: FEMA Public Assistance Program and Policy Guide: Buildings and Equipment (Category E)

Damaged books outside of a public library
Lesson 1 Summary

In this lesson, you learned how to:

  • Identify Administrative requirements of the course
  • State the goals and objectives of the course
  • Define the work addressed through Category E projects

The next lesson will explain how to identify and report disaster-related damage incurred by buildings, contents, vehicles, and equipment. It will also describe having an information collection strategy in place.