The Emergency Management Institute developed the IS-0200.c Basic Incident Command System for Initial Response, ICS 200 course in collaboration with:

• National Wildfire Coordinating Group (NWCG)
• U.S. Department of Agriculture (USDA)
• U.S. Fire Administration's National Fire Programs Branch
• United States Coast Guard (USCG)

IS-0200.c follows NIMS guidelines and meets the National Incident Management System (NIMS) Baseline Training requirements for ICS 200.

This course is a part of the series of ICS courses designed to meet the all-hazards, all-agency NIMS ICS requirement for operational personnel. Descriptions and details about the other ICS courses in the series may be found on our Web site.

This course is designed to enable personnel to operate efficiently during an incident or event within the Incident Command System (ICS) and focuses on the management of an initial response to an incident.

Overall Course Objectives

At the end of the course, you should be able to:

• Describe the course objectives and summarize basic information about the Incident Command System (ICS) and National Incident Management System (NIMS).
• Describe how the NIMS Management Characteristics relate to Incident Command and Unified Command.
• Describe the delegation of authority process, implementing authorities, management by objectives, and preparedness plans and objectives.
• Identify ICS organizational components, the Command Staff, the General Staff, and ICS tools.
• Describe different types of briefings and meetings.
• Explain flexibility within the standard ICS organizational structure.
• Explain transfer of command briefings and procedures.
• Use ICS to manage an incident or event.

This lesson provides an overview of the Incident Command System (ICS) and the National Incident Management System (NIMS).

Lesson Objectives

At the end of this lesson, you should be able to:

• Describe the Incident Command System (ICS).
• Describe the National Incident Management System (NIMS).

ICS:

• Is a standardized management tool for meeting the demands of small or large emergency or nonemergency situations
• Represents "best practices" and has become the standard for emergency management across the country
• May be used for planned events, natural disasters, and acts of terrorism
• Is a part of the National Incident Management System (NIMS)

ICS is not just a standardized organizational chart, but an entire management system.

HSPD-5, Management of Domestic Incidents, identified steps for improved coordination in response to incidents. It required the Department of Homeland Security (DHS) to coordinate with other Federal departments and agencies and State, local, and tribal governments to establish a National Response Framework (NRF) and a National Incident Management System (NIMS).

HSPD-8, National Preparedness, directed DHS to lead a national initiative to develop a National Preparedness System—a common, unified approach to “strengthen the preparedness of the United States to prevent and respond to threatened or actual domestic terrorist attacks, major disasters, and other emergencies.” Click on this link to view HSPD-8.

Presidential Policy Directive 8 (PPD-8), National Preparedness, describes the Nation's approach to preparedness-one that involves the whole community, including individuals, businesses, community- and faith-based organizations, schools, tribes, and all levels of government (Federal, State, local, tribal and territorial). Click on this link to view PPD-8.

NIMS provides a consistent framework for incident management at all jurisdictional levels regardless of the cause, size, or complexity of the incident.

NIMS provides the Nation's first responders and authorities with the same foundation for incident management for terrorist attacks, natural disasters, and other emergencies.

Jurisdictions and organizations involved in the management of incidents vary in their authorities, management structures, communication capabilities and protocols, and many other factors.

The major components of NIMS provide a common framework to integrate these diverse capabilities and achieve common goals.

This course builds on what you learned in ICS 100 about NIMS Management Characteristics. The NIMS Management Characteristics are listed below.

• Common Terminology
• Modular Organization
• Management by Objectives
• Incident Action Planning
• Manageable Span of Control
• Incident Facilities and Locations
• Comprehensive Resource Management
• Integrated Communications
• Establishment and Transfer of Command
• Unified Command
• Chain of Command and Unity of Command
• Accountability
• Dispatch/Deployment
• Information and Intelligence Management 

NIMS establishes common terminology that allows different organizations to work together in a wide variety of emergency functions and hazard scenarios.

Common terminology helps by reducing confusion and enhancing interoperability.

This common terminology covers:

• Organizational Functions: Major functions and units are named and defined using standardized terms
• Resource Descriptions: Resources (personnel, equipment, teams, and facilities) have common naming based on their type and capabilities
• Incident Facilities: Facilities in an incident area are designated using common terms

Organizational structures for incident management (ICS and EOCs) are modular, meaning that they are each building blocks that are put in place as needed based on an incident’s size, complexity and hazards.

The ICS Commander and EOC Director are responsible for the establishment and expansion of the modular organization based on the specific requirements for their incident.

As incident complexity increases, the organizational structure expands and management responsibilities are further divided.

The number of management, supervisory, and support positions expand as needed to meet the needs of the incident.

In an incident, all activities are directed to accomplish defined objectives. This is called Management by Objectives.

Under ICS, the Incident Commander (or Unified Command) establishes incident objectives.

Management by objectives includes:

• Establishing specific, measurable objectives
• Identifying strategies, tactics, tasks, and activities to achieve the objectives
• Developing and issuing assignments, plans, procedures and protocols to accomplish tasks
• Documenting results against objectives to measure performance, facilitate corrective actions, and inform development of objectives for the next operational period

Incident action planning guides incident management activities.

Incident Action Plans (IAPs):

• Record and communicate incident objectives, tactics, and assignments for operations and support
• Are recommended for all incidents
• Are not always written, but a written IAP is increasingly important when an incident or activation:
• Is likely to extend beyond one operational period
• Becomes more complex
• Involves multiple jurisdictions or agencies

Span of control refers to the number of subordinates that directly report to a supervisor.

Maintaining an appropriate span of control ensures effective incident management by enabling supervisors to:

• Direct and supervise subordinates
• Communicate with and manage resources

The optimal span of control for incident management is one supervisor to five subordinates; however, the 1:5 ratio is only a guideline and effective incident management often calls for different ratios.

When a supervisor’s span of control becomes unmanageable, they can assign subordinate supervisors or redistribute subordinates to manage portions of the organization in order to regain a manageable span of control.

Span of control can change based on:

• Type of incident
• Nature of the task
• Existing hazards and safety factors
• Distances between personnel and resources

The Incident Commander, Unified Command or EOC Director establishes incident support facilities for specific purposes.

These facilities are identified and located based on the requirements of the situation.

Incident size and complexity will influence the designation of facilities and locations.

Typical designated facilities include:

• Incident Command Post (ICP)
• Incident Base
• Staging areas
• Camps
• Mass casualty triage areas
• Points-of-distribution
• Emergency shelters

Maintaining accurate and up-to-date resource inventories and resource tracking are essential components of incident management.

Resources include personnel, equipment, teams, supplies, and facilities available or potentially available for assignment or allocation.

Integrated communications allow units from diverse agencies to connect, share information and achieve situational awareness.

Incident managers facilitate communications through the development and use of:

• A common communications plan
• Interoperable communications processes and systems
• Systems that include both voice and data links

Integrated Communications Planning occurs both before and during an incident to provide equipment, systems, and protocols needed to achieve integrated voice and data communications.

When an incident is anticipated or occurs the organization with primary responsibility for the incident establishes command by designating the Incident Commander (IC) or Unified Command (UC). Command may need to be transferred to a different IC/UC one or more times over the course of a long duration or increasingly complex incident.

The current command determines the protocol for transferring command. This transfer process should always include a briefing for the incoming IC/UC on all essential information for continuing safe and effective operations. The transfer of command should also be communicated to all incident personnel.

In some incidents the Incident Command function is performed by a Unified Command (UC).

UC is typically used for incidents involving:

• Multiple jurisdictions
• A single jurisdiction with multiagency involvement
• Multiple jurisdictions with multiagency involvement

UC allows agencies with different authorities and responsibilities to work together effectively without affecting individual agency authority, responsibility, or accountability.

Chain of command refers to the orderly command hierarchy within an incident management organization.

Unity of command means that each individual reports to only one designated supervisor.

These principles:

• Clarify reporting relationships
• Eliminate confusion caused by conflicting instructions
• Enable incident managers at all levels to direct the actions of all personnel under their supervision

Accountability for all resources during an incident is essential.

Incident management personnel should adhere to principles of accountability, including:

• Check-in/checkout
• Incident action planning
• Unity of command
• Personal responsibility
• Span of control
• Resource tracking

Resources should deploy only when requested and dispatched through established procedures by appropriate authorities.

Resources that authorities do not request should not deploy spontaneously - unrequested resources can overburden the IC/UC and increase accountability challenges.

Incident-related information and intelligence is managed by the incident management organization through established processes for:

• Gathering
• Analyzing
• Assessing
• Sharing
• Managing

Information and intelligence management includes identifying essential elements of information (EEI). EEI ensures incident personnel gather the most accurate and appropriate data, translate it into useful information, and communicate it with appropriate personnel.

For more information, consult the following resources:

• Click here to review the National Incident Management System (NIMS).
• Click here to review HSPD-5 in its entirety.
• Click here to review PPD-8 in its entirety.