• Describe the purpose of core capabilities.
  • Describe the 3 cross-cutting core capabilities.
What are the Core Capabilities?

As previously discussed, preparedness is the responsibility of an entire Nation. The way we can measure, describe, and implement our security and resilience techniques is through core capabilities. There are 32 core capabilities listed in the National Preparedness Goal, which are distributed across the five mission areas. The core capabilities are highly interdependent and require us to use existing preparedness networks and activities, coordinate and unify efforts, improve training and exercise programs, promote innovation and ensure that the administrative, finance and logistics systems are in place to support these capabilities. There are key characteristics regarding these capabilities that you should remember.

The core capabilities:

  • Are distinct critical elements necessary to meet the National Preparedness Goal.
  • Are essential for the execution of each mission area: Prevention, Protection, Mitigation, Response, and Recovery.
  • Provide a common language for preparedness across the whole community.
  • Are not exclusive to any single level of government or organization.
What are the Core Capabilities? (continued)

As a nation, we need to utilize and implement the core capabilities in order to deal with the risks we face. It is important to shift your thinking to capabilities. Real life examples are used throughout this lesson to highlight how core capabilities have been implemented in safeguarding our Nation.

As we begin to look at the core capabilities, you’ll notice that three core capabilities span all mission areas: Planning, Public Information and Warning, and Operational Coordination. These help to unify the mission areas and, in many ways, are necessary for the success of the remaining core capabilities. Additionally, a number of core capabilities involve more than one mission area and are listed in each mission area, as appropriate.

Select this link to view the 32 core capabilities.

Cross-Cutting Core Capabilities
The chart below illustrates the three core capabilities that span all mission areas: Planning, Public Information and Warning, and Operational Coordination. Within each mission area, there are specific capabilities that are unique but not unrelated. Remember, each core capability under the specified mission area is intended to meet the national preparedness goal.
Prevention Protection Mitigation Response Recovery
Planning
Public Information and Warning
Operational Coordination
On the following screens, we’ll take a look at the core capabilities that fall under the five specific mission areas.
Cross-Cutting Core Capabilities (continued)
Let’s take a closer look at the three cross-cutting core capabilities. Click on each core capability for the complete definition.

Review each item before proceeding to the next screen.

Click this link to access the cross-cutting core capabilities information.

Prevention

Prevention includes those capabilities necessary to avoid, prevent, or stop a threatened or actual act of terrorism. Unlike other mission areas, which are all-hazards by design, prevention core capabilities are focused specifically on imminent terrorist threats, including on-going attacks or stopping imminent follow-on attacks. The reason for this distinction is preventing a terrorist threat will trigger a counterterrorism response where all instruments of national power may be used to resolve the threat. This can easily involve intelligence, law enforcement, and homeland defense activities.

The prevention mission area relies on ongoing support activities from everyone involved at all stages of the threat in order to prepare the whole community. Specifically, it is important to increase information sharing efforts that directly support local communities in preventing terrorism and other activities that are precursors or indicators of terrorist activity and/or violent extremism.

Prevention (continued)

The prevention core capabilities include the cross-cutting core capabilities as well as those listed below. The Intelligence and Information Sharing; Interdiction and Disruption; and Screening, Search, and Detection core capabilities apply to both the Prevention and Protection mission areas.

Click here to review the cross-cutting core capabilities.

Click on each prevention core capability for the complete definition.

Review each item before proceeding to the next screen.

Click this link to access the Prevention Core Capabilities information.
Prevention Example

Let’s take a look at an example where a Prevention Mission Area Capability was applied. Immediately after explosions erupted near the finish line of the Boston Marathon, first responders rushed to the scene and investigators began working to identify the perpetrators and assess any continuing threats and prevent potential follow-on attacks.

Applying the Intelligence and Information Sharing capability, the Boston Joint Terrorism Task Force (JTTF) managed intelligence related to the investigation. Guidance on bomb recognition and protective measures flowed through established channels designed to reach the whole community, including the Homeland Security Information Network and DHS’s TRIPwire platform, a public-private information-sharing website. In addition, investigators provided regular situation updates and tailored information on how the public could assist, while the general public and private sector contributed surveillance video, photos, and thousands of tips.

Protection
Protection includes the capabilities to safeguard the homeland against acts of terrorism and man-made or natural disasters. It focuses on actions to protect our people, our vital interests, and our way of life. These activities include defense against weapons of mass destruction threats, defense of agriculture and food, critical infrastructure protection, protection of key leadership and events, border security, maritime security, transportation security, immigration security, and cyber security.
Protection (continued)

The protection core capabilities include the common core capabilities and three capabilities that overlap with Prevention (Intelligence and Information Sharing; Interdiction and Disruption; and Screening, Search, and Detection). Protection also includes the additional capabilities listed below.

Click here to review the cross-cutting core capabilities.

Click here to review the overlapping capabilities with Prevention mission area.

Click on each protection core capability for the complete definition.

Review each item before proceeding to the next screen.

Click this link to access the Protection Core Capabilities information.

Protection Example
Let’s take a look at an example where a Protection Mission Area Capability was applied. Attacks against the Nation’s critical cyber systems are a continuing concern. Through 2012 and 2013, American financial institutions experienced a sustained campaign of distributed denial-of-service attacks, which disrupted websites for many financial services organizations. Applying the Screening, Search, and Detection Capability, DHS’s National Cybersecurity and Communications Integration Center (NCCIC) identified and shared hundreds of thousands of Internet Protocol addresses to help financial institutions improve their defenses.
Mitigation

Mitigation includes capabilities necessary to reduce loss of life and property by lessening the impact of disasters. It is focused on the idea that individuals, private and nonprofit sectors, communities, critical infrastructure, and the Nation as a whole are made more resilient when the consequences and impacts, the duration, and the financial and human costs to respond to and recover from adverse incidents are all reduced.

Although Mitigation is the responsibility of the whole community, a great deal of mitigation activity occurs at the local level. The assessment of risk and resilience therefore begins at the community level and informs our state, regional, and national planning. For risk information to result in specific risk reduction actions, leaders—whether elected in a jurisdiction, appointed in a given department, a nongovernmental director, a sector official, or in business or community—must have the ability to recognize, understand, communicate, and plan for a community’s future resilience. The establishment of trusted relationships among leaders in a community prior to a disaster can greatly reduce the risks to life, property, the natural environment, and well-being. When these leaders are prepared, the whole community matures and becomes better prepared to reduce the risks over the long term.

Mitigation (continued)

The Mitigation mission area core capabilities include the cross-cutting core capabilities as well as those listed below.

Click here to review the cross-cutting core capabilities.

Click on each mitigation core capability for the complete definition.

Review each item before proceeding to the next screen.

Click this link to access the Mitigation Core Capabilities information.
Mitigation Example
Let's take a look at an example of a Mitigation mission area capability. The Federal Highway Administration (FHWA) applied the Risk and Disaster Resilience Assessment capability by working with state and local jurisdictions to assess whether transportation systems were resilient to the effects of climate change. The FHWA developed a climate vulnerability assessment model for transportation and tested its application in five pilot studies from 2010–2011. In the Washington State pilot, the assessment revealed that many transportation assets are resilient to climate change, due to a “no regrets” mitigation strategy, which goes beyond minimum standards for seismic retrofitting and reducing flood exposure.
Response
Response includes capabilities necessary to save lives, protect property and the environment, and meet basic human needs after an incident has occurred. It is focused on ensuring that the Nation is able to effectively respond to any threat or hazard, including those with cascading effects. Response emphasizes saving and sustaining lives, stabilizing the incident, rapidly meeting basic human needs, restoring basic services and community functionality, establishing a safe and secure environment, and supporting the transition to recovery. It is important to note that threats and hazards are not isolated incidents. For example, a hurricane can lead to flooding, dam failures, and hazardous materials spills. Therefore it is important not only to respond to the incident but also be able to maintain continuity of operations during the response.
Response (continued)

The Response mission area core capabilities include the cross-cutting core capabilities as well as those listed below.

Click here to review the cross-cutting core capabilities.

Click on each response core capability for the complete definition.

Review each item before proceeding to the next screen.

Click this link to access the Response Core Capabilities information.
Response Example
Let's take a look at an example where the Response mission area capability of Critical Transportation was applied. In October 2010, FEMA worked with Wisconsin local and state officials to determine the state’s eligibility for Federal assistance to repair roads and bridges damaged by flooding. In the image on the right, a Wisconsin Department of Transportation employee measures the depth of a hole which will be filled to support a bridge that was damaged by flood waters.
Recovery

Recovery includes those capabilities necessary to assist communities affected by an incident to recover effectively. Support for recovery ensures a continuum of care for individuals to maintain and restore health, safety, independence and livelihoods, especially those who experience financial, emotional, and physical hardships. Successful recovery ensures that we will emerge from any threat or hazard stronger and positioned to meet the needs of the future. Recovery capabilities support well-coordinated, transparent, and timely restoration of infrastructure and housing; an economic base; health and social systems; and a revitalized cultural, historic, and environmental fabric.

The ability to manage recovery effectively begins with pre-disaster preparedness and requires support and resources focused on recovery at the immediate onset of an incident.

Recovery (continued)
The Recovery mission area core capabilities include the cross-cutting core capabilities and one capability that overlaps with Response (Infrastructure Systems).

Click here to review the cross-cutting core capabilities.

Click here to review the overlapping capability with Response mission area.

Click on each recovery core capability for the complete definition.

Review each item before proceeding to the next screen.

Click this link to access the Recovery Core Capabilities information.
Recovery Example
Let’s take a look at an example where a Recovery Mission Area Capability was applied. The severe national drought from 2012 to 2013 affected more than two-thirds of U.S. counties and was the first test of the ability of the Recovery Support Functions to coordinate recovery efforts nationally. Unique local conditions and diverse agricultural economies did not allow for a one-size-fits-all solution and posed significant long-term coordination challenges. The Operational Coordination Capability was applied through regional meetings on drought coordination with stakeholders from across the whole community, including academic partners and local, state, and regional representatives. These meetings focused on improving coordination and maximizing the effectiveness of existing resources. As a result of this meeting, public and private partners learned valuable lessons for applying the National Disaster Recovery Framework to coordinate long term recovery on a national scale.